Nicholas Cho Fai Wong
黃祖輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Cho Fai Wong (黃祖輝), a licensed former licensee with CE reference ABS091. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2004-12-10 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-12-10 |
| Drake & Morgan Limited |
Rep | Type 1 — Dealing in securities | present | 2004-04-06 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-06 |
| Drake & Morgan Limited |
Rep | Type 4 — Advising on securities | present | 2004-04-06 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-06 |
| Drake & Morgan Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| Drake & Morgan Limited |
Rep | Type 9 — Asset management | present | 2004-04-06 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-06 |