Nicholas Cho Fai Wong
黃祖輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Cho Fai Wong (黃祖輝), a licensed former licensee with CE reference ABS091. This person has 1.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-27 | 2004-12-10 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-27 | 2004-12-10 |
| Drake & Morgan Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-06 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-04-06 |
| Drake & Morgan Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-06 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-06 |
| Drake & Morgan Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-06 |
| Drake & Morgan Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-04-06 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Cho Fai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.