Jimmy Yau Wai Lau
劉有為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Yau Wai Lau (劉有為), CE reference AHS952. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-28 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-20 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-20 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-10 | 2019-10-08 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2016-10-28 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2016-10-28 |