Jimmy Yau Wai Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Yau Wai Lau (劉有為), a licensed Representative with CE reference AHS952. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 9.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-28 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-20 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-20 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-10 | 2019-10-08 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-26 | 2016-10-28 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-26 | 2016-10-28 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Yau Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.