Chung Yan Stephen Chan
陳中仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yan Stephen Chan (陳中仁), a licensed former licensee with CE reference ABL593. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-09 | 2004-10-27 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-23 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-23 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-23 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-23 |