Chung Yan Stephen Chan
陳中仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yan Stephen Chan (陳中仁), a licensed former licensee with CE reference ABL593. This person has 1.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-09 | 2004-10-27 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-23 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-23 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-23 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Yan Stephen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.