Yat Ming Lam
林一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming Lam (林一鳴), a licensed former licensee with CE reference AAH319. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-18 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-08-18 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-14 |