Kin Chiu Yam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chiu Yam (任健超), a licensed Responsible Officer with CE reference AYY619. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 12.9 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-12 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-12 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-08-12 | present |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-07-02 | 2026-06-08 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-17 | 2019-07-02 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-04-28 | 2019-05-06 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-11 | 2017-04-28 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-09 | 2014-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chiu Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.