Ki Cheong Lai
黎其昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Cheong Lai (黎其昌), a licensed Responsible Officer with CE reference BBF446. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-30 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-30 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-30 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-14 | 2026-03-16 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-14 | 2026-03-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-04 | 2025-12-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-04 | 2025-12-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-11-17 | 2021-03-04 |
| Kingsman HK Capital Limited |
RO | Type 6 — Advising on corporate finance | 2019-07-31 | 2020-11-09 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2013-06-03 | 2018-09-20 |