Lei Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Shi (石磊), a licensed Responsible Officer with CE reference BIE889. Currently licensed at 2 firm(s): Roofer Asset Management Limited, Roofer Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 - Asset management | 2026-01-12 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-09 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-09 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-09 | 2026-01-12 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2025-10-20 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-19 | 2025-10-20 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-03 | 2025-10-20 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-20 | 2019-02-22 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-20 | 2019-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.