Xiangjun Wu
吳向軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangjun Wu (吳向軍), a licensed former licensee with CE reference BEL575. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-07 | 2024-08-23 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-19 | 2024-08-23 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
RO | Type 9 — Asset management | 2015-08-19 | 2024-08-23 |