Ni Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Lin (林昵), a licensed Responsible Officer with CE reference BAL766. Currently licensed at 1 firm(s): GLY CAPITAL MANAGEMENT LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-08 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-08 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 9 - Asset management | 2019-02-08 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-16 | 2018-05-31 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-16 | 2018-05-31 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-16 | 2018-05-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-22 | 2017-05-08 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-22 | 2017-05-08 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-18 | 2016-09-04 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-18 | 2016-09-04 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-18 | 2016-09-04 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-18 | 2016-09-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-11-12 | 2015-05-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2014-11-12 | 2015-05-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 - Asset management | 2014-06-12 | 2015-01-22 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-21 | 2014-11-12 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-21 | 2014-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ni Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.