Hrvoje Krkalo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hrvoje Krkalo ( ), a licensed former licensee with CE reference AJO212. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-08 | 2025-09-06 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-08 | 2025-09-06 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
RO | Type 9 — Asset management | 2019-02-08 | 2025-09-06 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-12-12 | 2017-01-26 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-12-12 | 2017-01-26 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-10-03 | 2014-12-12 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-10-03 | 2014-12-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-17 | 2005-06-30 |