Toi Kin Chan
陳代堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toi Kin Chan (陳代堅), a licensed former licensee with CE reference BNL529. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-23 | 2023-08-31 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-23 | 2023-08-31 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-23 | 2023-08-31 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-02 | 2023-06-23 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-01 | 2023-06-23 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-01 | 2023-06-23 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2020-11-23 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-14 | 2020-11-23 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-14 | 2020-11-23 |