Lloyd Thomas Meldrum Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd Thomas Meldrum Jones, a licensed former licensee with CE reference AXW556. This person has 4.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-05-06 | 2017-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-15 | 2015-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-15 | 2015-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-04-15 | 2015-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-04-15 | 2015-08-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-05-25 | 2013-03-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-25 | 2013-03-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-25 | 2013-03-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2012-04-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lloyd Thomas Meldrum Jones during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.