Ernest Tai Wai Kong
江泰瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Tai Wai Kong (江泰瑋), CE reference AWE576. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-16 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-03-16 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-16 | 2023-03-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-16 | 2023-03-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2019-02-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-01 | 2019-02-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-11-22 | 2016-04-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-22 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-22 | 2016-04-29 |