Si Liu
劉斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Liu (劉斯), CE reference AVM307. Currently licensed at 1 firm(s): BOCI Commodities & Futures Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-09-11 | present |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-09-11 | present |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-12 | 2025-09-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-11-12 | 2025-09-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-02-10 | 2015-11-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-24 | 2014-02-08 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-02-24 | 2014-02-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-07-12 | 2011-02-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-12 | 2011-02-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-12 | 2011-02-01 |