Sin Hang Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Hang Yan (殷善衡), a licensed Responsible Officer with CE reference AUL971. Currently licensed at 1 firm(s): CCB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-14 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-14 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-19 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-19 | 2026-04-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-19 | 2026-04-14 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-13 | 2026-01-05 |
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-06-13 | 2026-01-05 |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-11-22 | 2025-04-22 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-23 | 2025-04-22 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-23 | 2023-11-22 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-02 | 2023-03-04 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-02-26 | 2023-03-04 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-09 | 2020-12-28 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-09 | 2019-02-26 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-04 | 2014-01-11 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-04 | 2014-01-11 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-07 | 2013-05-24 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-07 | 2013-05-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-18 | 2011-02-16 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-18 | 2011-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Hang Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.