Xiaohua Cai
蔡晓華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohua Cai (蔡晓華), a licensed former licensee with CE reference BNI772. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-20 | 2022-08-28 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2020-12-28 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-13 | 2022-08-28 |