Siu Hang Chow
周兆恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hang Chow (周兆恒), a licensed former licensee with CE reference ANI744. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-10 | 2026-01-20 |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-10 | 2026-01-20 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-30 | 2023-01-10 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-30 | 2023-01-10 |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-06 | 2022-05-13 |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-06 | 2022-05-13 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-15 | 2020-05-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-10 | 2020-05-01 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-10 | 2020-05-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-10 | 2018-07-10 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-10 | 2018-07-10 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-03 | 2018-02-28 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-03 | 2018-02-28 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-12 | 2016-12-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-12 | 2016-12-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-30 | 2016-10-12 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2016-12-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-30 | 2016-10-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-07 | 2016-08-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-07 | 2016-08-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-12 | 2015-09-07 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-12 | 2014-03-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-25 | 2011-08-05 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-09 | 2007-08-21 |