Siu Kai Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kai Cheung (張兆佳), a licensed Responsible Officer with CE reference ALQ630. Currently licensed at 1 firm(s): Maxa Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.1 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-13 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-13 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-08 | 2026-05-06 |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-11-08 | 2026-05-06 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-21 | 2019-10-31 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-12-21 | 2019-10-31 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-09 | 2018-12-21 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-09 | 2018-12-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-21 | 2018-09-12 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-06-21 | 2018-09-12 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-28 | 2018-06-21 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-28 | 2018-06-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-06 | 2014-11-18 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-03 | 2014-11-18 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-05 | 2014-11-18 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-11 | 2008-01-23 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-11 | 2014-11-18 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-03-27 | 2007-11-30 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-13 | 2007-11-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-25 | 2007-02-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-25 | 2007-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kai Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.