Kiu Kwong Chan
陳喬光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiu Kwong Chan (陳喬光), a licensed former licensee with CE reference BEB409. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-15 | 2023-02-05 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-16 | 2022-06-13 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-16 | 2023-02-05 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-04 | 2018-11-10 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-04 | 2018-11-10 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-10 | 2018-11-10 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-09 | 2018-02-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-13 | 2017-05-18 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-13 | 2017-05-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-30 | 2015-06-17 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-30 | 2015-06-17 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2014-09-30 | 2015-06-17 |