Ronny Wai Man Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronny Wai Man Chow (周偉民), a licensed Responsible Officer with CE reference ARW735. Currently licensed at 3 firm(s): Harris Fraser (International) Limited, Mason Securities Limited, Mason Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-24 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-24 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-24 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-13 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-04 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-04 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2021-10-04 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2021-10-04 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2021-10-04 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-04 | 2021-12-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-04 | 2025-05-09 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-10-04 | 2025-05-09 |
| Citrus Securities Limited 鉅誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-26 | 2021-08-05 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-17 | 2020-04-29 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-17 | 2020-04-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-28 | 2018-07-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2014-01-28 | 2018-07-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-08-08 | 2018-07-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-01 | 2013-08-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-28 | 2014-01-28 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2012-12-28 | 2015-07-08 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-12-28 | 2018-07-13 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-06 | 2011-11-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-10 | 2011-11-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-10 | 2011-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronny Wai Man Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.