Xupeng Ouyang
歐阳旭鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xupeng Ouyang (歐阳旭鵬), a licensed former licensee with CE reference BGN162. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-24 | 2024-01-14 |
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-24 | 2024-01-14 |
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-31 | 2023-10-24 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-21 | 2023-07-21 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2022-02-21 | 2023-07-21 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-21 | 2022-02-21 |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2022-02-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-25 | 2021-11-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-25 | 2021-11-04 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-25 | 2021-11-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-02 | 2019-12-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-09 | 2019-12-04 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-09 | 2019-12-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-22 | 2019-07-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-22 | 2018-11-09 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-22 | 2018-03-16 |