Wai Kei Tang

鄧慧琪
CE No. AEF333 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Tang (鄧慧琪), a licensed former licensee with CE reference AEF333. This person has 18.3 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Profitech Securities Limited
盈科證券有限公司
RO Type 1 - Dealing in securities 2021-05-31 2022-11-17
Linkways Investment Management Limited
嶺利投資管理有限公司
RO Type 1 - Dealing in securities 2018-07-17 2020-04-29
Linkways Investment Management Limited
嶺利投資管理有限公司
RO Type 2 - Dealing in futures contracts 2018-07-17 2020-04-29
Linkways Investment Management Limited
嶺利投資管理有限公司
RO Type 4 - Advising on securities 2018-07-17 2020-04-29
XinKong International Securities Limited
信控國際證券有限公司
RO Type 1 - Dealing in securities 2011-12-02 2018-04-13
XinKong International Securities Limited
信控國際證券有限公司
RO Type 2 - Dealing in futures contracts 2011-12-02 2018-04-13
XinKong International Securities Limited
信控國際證券有限公司
RO Type 4 - Advising on securities 2011-12-02 2018-04-13
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2005-04-13 2011-12-02
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2011-12-02
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-28
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-28
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-28
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-28

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