Chun Yuen Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yuen Wong (黃振炫), a licensed Responsible Officer with CE reference AQA097. Currently licensed at 2 firm(s): Grit Capital Limited, Grit Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grit Capital Limited 啟恒資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-10 | present |
| Grit Capital Limited 啟恒資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-10 | present |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-11 | present |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | 2023-04-11 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-29 | 2022-11-18 |
| HS Securities Limited 和升證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-29 | 2021-11-29 |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-02 | 2021-06-01 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-20 | 2018-08-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-02-20 | 2018-08-31 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-03 | 2017-10-27 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-03 | 2017-10-27 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-14 | 2017-10-27 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-10-16 | 2017-10-27 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-01-22 | 2014-09-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-09 | 2014-09-24 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-09 | 2014-01-22 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-23 | 2013-07-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-21 | 2013-07-01 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-22 | 2010-10-16 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-19 | 2009-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yuen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.