Carol Yuen Man Kee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Yuen Man Kee (祁婉文), a licensed Responsible Officer with CE reference ADZ736. Currently licensed at 2 firm(s): Grit Securities Limited, Grit Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.7 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-14 | present |
| Grit Capital Limited 啟恒資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-17 | present |
| Grit Capital Limited 啟恒資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-17 | present |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-24 | 2023-02-03 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-24 | 2023-02-03 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 - Asset management | 2022-01-24 | 2023-02-03 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-11 | 2021-11-28 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-11 | 2021-11-28 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-11 | 2021-11-28 |
| Blooming Securities Limited 富御證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-29 | 2020-01-23 |
| Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-23 | 2018-12-18 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-08 | 2018-01-31 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-03 | 2015-07-07 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-15 | 2014-09-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-06 | 2010-06-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-17 | 2009-07-25 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-30 | 2008-06-07 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-17 | 2007-08-30 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Yuen Man Kee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.