Tetsuji Wakao
若生哲史
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuji Wakao (若生哲史), a licensed Responsible Officer with CE reference AQQ076. Currently licensed at 1 firm(s): Hyuet Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hyuet Capital Limited 泓悅資本有限公司 |
RO | Type 4 — Advising on securities | 2023-04-04 | present |
| Hyuet Capital Limited 泓悅資本有限公司 |
RO | Type 9 — Asset management | 2023-04-04 | present |
| Future Securities Limited 未來證券有限公司 |
RO | Type 9 — Asset management | 2019-09-09 | 2023-02-28 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-20 | 2023-02-28 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-20 | 2023-02-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-19 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-02-19 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2018-04-11 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-15 | 2018-04-19 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-11-15 | 2018-04-11 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-14 | 2017-08-25 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2017-08-25 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-14 | 2013-08-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-26 | 2017-08-25 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-10-22 | 2017-08-25 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-05 | 2010-10-22 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2010-06-24 |
| GBS International Financial Limited |
RO | Type 2 — Dealing in futures contracts | 2009-06-15 | 2010-08-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-05 | 2009-03-15 |
| Nihon Unicom Financial Limited 日聯金融股份有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-06-03 | 2008-11-30 |