Sau Man Siu
蕭秀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Man Siu (蕭秀雯), a licensed former licensee with CE reference AGP751. This person has 16.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-01-11 | 2026-06-25 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-13 | 2021-03-01 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-13 | 2020-08-10 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-21 | 2016-07-06 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-21 | 2016-07-06 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-04 | 2012-08-06 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-07-04 | 2012-08-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-01 | 2011-06-22 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-02-01 | 2011-06-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-18 | 2006-01-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-10-18 | 2006-01-16 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Man Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.