Julie Sheung Tung Kan
簡尚彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julie Sheung Tung Kan (簡尚彤), a licensed former licensee with CE reference AME740. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2013-08-23 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2013-08-23 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-02 | 2013-08-23 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-02 | 2011-11-12 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-08-02 | 2011-11-12 |