Lambert Ming Yeung Lau
劉名揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lambert Ming Yeung Lau (劉名揚), a licensed former licensee with CE reference AGP157. This person has 21.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited | RO | Type 1 - Dealing in securities | 2017-11-01 | 2026-06-11 |
| De Riva Asia Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-01 | 2026-06-11 |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-29 | 2017-11-01 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-08-29 | 2017-11-01 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-12-15 | 2015-10-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-12-15 | 2015-10-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-10-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-10-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-12-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lambert Ming Yeung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.