David Yu Wai Fung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yu Wai Fung (馮裕偉), a licensed Responsible Officer with CE reference ADY240. Currently licensed at 1 firm(s): Nexus Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-07-23 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 - Asset management | 2014-05-02 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-21 | 2022-01-04 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 - Advising on securities | 2012-01-11 | 2014-05-02 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 - Asset management | 2012-01-11 | 2014-05-02 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-09-11 | 2012-01-11 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-09-11 | 2012-01-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-15 | 2006-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-15 | 2006-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Yu Wai Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.