Tien Ian Long
龍田淵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien Ian Long (龍田淵), a licensed former licensee with CE reference ADV780. This person has 10.2 years of SFC licence history. Total licence records on file: 21.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-01 | 2024-02-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-11 | 2021-08-20 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 4 - Advising on securities | 2020-11-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-11-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2020-11-11 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2020-11-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-14 | 2020-11-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-07-14 | 2020-11-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2017-12-29 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-16 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-08-16 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-11 | 2016-08-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-11 | 2017-12-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-11 | 2016-08-16 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-23 | 2016-04-23 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-10-23 | 2016-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-03-26 | 2014-06-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tien Ian Long during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.