Cherry Pung Yet Yu
余芃一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cherry Pung Yet Yu (余芃一), a licensed former licensee with CE reference ASD253. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2019-09-27 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-21 | 2019-09-27 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-21 | 2019-09-27 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-23 | 2016-04-29 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-23 | 2016-08-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-04 | 2015-01-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-04 | 2015-01-01 |