Xiaomin Zhu
朱曉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Zhu (朱曉敏), a licensed former licensee with CE reference AYQ743. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-23 | 2016-04-23 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-23 | 2016-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2014-08-01 |