Ka Chai Leong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chai Leong (梁家齊), a licensed Responsible Officer with CE reference AAF034. Currently licensed at 2 firm(s): Roctec Securities Company Limited, Roctec Futures Trading Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-09-16 | 2021-09-27 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2021-09-27 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-09-14 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-14 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-14 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2021-09-27 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chai Leong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.