KCG Securities Asia Limited

寶通證券亞洲有限公司

CE No. AGG778 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KCG Securities Asia Limited (寶通證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AGG778. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 51). Earliest licence on file: 2004-11-25.
Category:: Sell side · Brokerage
Registered address:: Unit 2, 24/F, Worldwide House, 19 Des Voeux Road, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	present
Type 9 - Asset management	2004-11-25	present
Type 2 - Dealing in futures contracts	2016-07-08	2016-12-01
Type 9 - Asset management	Pre-2003	2004-03-11

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (51)

Active on date RO only

Name	Activities	First licensed	To
Hing Bun Lau 劉慶斌	RO 6 Rep 6	2012-01	Present
Keng Chan Pang 彭鏡塵	RO 1, 4, 6, 9	Pre-2003	Present
Luyuan Peng 彭鹿原	RO 1, 4, 9 Rep 1, 4, 9	2020-03	Present
Chen Wen 文宸	RO 1, 4, 9 Rep 1, 4, 9	2017-06	Present
Bo Jing 景博	Rep 1	2026-06	Present
Chok Wah Mui 梅作華	RO 6 Rep 1, 4, 6	Pre-2003	2025-05
Chi Lam Lam 林智霖	RO 1, 4, 9 Rep 1, 4	2022-02	2024-08
Yonglang Lei 雷永朗	RO 6, 9	2007-04	2024-01
Ka Chun Lau 劉嘉俊	RO 1, 4, 9 Rep 1, 4, 9	2015-06	2021-12
Leong Ching Chan 陳亮禎	Rep 1, 4	2019-11	2021-07
Zeyu Zhen 甄澤玉	Rep 1, 4, 9	2018-06	2021-06
Yang Chen 陳楊	Rep 4, 9	2018-11	2020-07
Ho Fung Li 李可鋒	RO 1, 4, 9 Rep 1, 4, 9	2018-09	2019-12
Xiangdong Xiong 熊向東	RO 1, 4, 9 Rep 1, 4, 6, 9	2006-06	2019-06
Kai Yam Lau 劉佳鑫	Rep 1	2017-09	2018-08
Ka Chun Tam 譚嘉俊	Rep 1	2017-05	2018-07
Pak Ka Chan 陳柏嘉	Rep 9	2017-04	2017-11
Wai Sheung Kwan 關惠嫦	Rep 1, 4, 6, 9	Pre-2003	2017-08
Kwong Ting Tam 譚光庭	Rep 4, 9	2015-11	2017-04
Hong Wing Ng 吳匡榮	RO 1, 2, 4 Rep 1	2015-03	2017-01
Tak Hung Lim 林德鴻	RO 2	2016-07	2016-09
Thomas Wing Yip Lau 劉永業	Rep 1, 4	2013-07	2015-10
Siu Wai Ng 吳小委	Rep 1	2012-12	2015-04
Wing Yee Weng 翁永燚	Rep 9	2013-09	2015-03
Ngar Yan Ho 何雅茵	RO 1 Rep 1, 4	2009-05	2015-02
Huahui Xie 謝華輝	Rep 1	2008-04	2015-01
Xiaobing Chen 陳小冰	Rep 1	2008-08	2014-08
Ning Xu 許寧	Rep 1	2009-07	2014-05
Shing Kuen Yuen 袁承權	RO 1, 4, 6, 9	Pre-2003	2013-09
Yang Hong 洪洋	Rep 1	2010-09	2013-06
Zhifeng Li 李智鋒	Rep 1, 4	2012-11	2013-03
Henry Chi Sheung Chan 陳志尚	Rep 1, 4, 9	2012-03	2013-03
Kin Hoi Shiu 蕭建凱	Rep 1	2012-07	2012-11
Zhi Yu 于志	Rep 9	2007-03	2012-10
Lok Yi Wong 黃樂怡	Rep 6, 9	2007-12	2012-07
Wenjuan Peng 彭文娟	Rep 4, 9	2012-03	2012-06
Ka Ki Lee 李家驥	Rep 1, 4, 6, 9	Pre-2003	2012-05
Wai Kit Lam 林惠傑	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	2012-05
Kwok Keung Tsoi 蔡國強	RO 1, 4, 6, 9 Rep 1, 4, 9	2008-09	2010-11
Kwok Chiu Chan 陳國超	RO 4, 9 Rep 1, 4, 9	2007-07	2009-09
Keqin Qu 曲克勤	Rep 1, 9	2008-05	2008-12
Yong Zhang 張勇	Rep 1, 6, 9	2006-08	2008-12
Lai Ling Lau 劉麗玲	Rep 1	2008-05	2008-08
Wai Kit Luk 陸偉傑	Rep 6, 9	2006-08	2007-09
Peter Yam Lung Kuang 鄺任能	RO 6	2005-12	2006-06
Eric Shun Kuen Chan 陳舜權	RO 6	2004-03	2006-06
Hong Sing Wong 黃康鋮	Rep 1, 4, 6, 9	Pre-2003	2005-09
Mario Bercasio Yeung 楊青山	Rep 6	2004-08	2005-07
Hilda Sung 宋玲鋆	Rep 1, 6, 9	2004-12	2005-05
Janet Yuen Ki Louie 呂婉琪	Rep 6	2004-08	2005-04
Shun Tim Kwok 郭純恬	Rep 1, 6	2004-05	2004-12