Keng Chan Pang

彭鏡塵
CE No. ADH991 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Chan Pang (彭鏡塵), a licensed Responsible Officer with CE reference ADH991. Currently licensed at 2 firm(s): KCG Fund Management Limited, KCG Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
KCG Fund Management Limited
寶通基金管理有限公司
RO Type 9 - Asset management 2013-11-18 present
KCG Fund Management Limited
寶通基金管理有限公司
RO Type 4 - Advising on securities 2012-06-05 present
KCG Securities Asia Limited
寶通證券亞洲有限公司
RO Type 9 - Asset management 2004-11-25 present
KCG Securities Asia Limited
寶通證券亞洲有限公司
RO Type 1 - Dealing in securities Pre-2003 present
KCG Securities Asia Limited
寶通證券亞洲有限公司
RO Type 4 - Advising on securities Pre-2003 present
KCG Securities Asia Limited
寶通證券亞洲有限公司
RO Type 6 - Advising on corporate finance Pre-2003 present
KCG Fund Management Limited
寶通基金管理有限公司
RO Type 4 - Advising on securities 2007-05-04 2010-05-31
KCG Fund Management Limited
寶通基金管理有限公司
RO Type 9 - Asset management 2007-05-04 2010-05-31
KCG Securities Asia Limited
寶通證券亞洲有限公司
RO Type 9 - Asset management Pre-2003 2004-02-11

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