Kwong Ting Tam
譚光庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ting Tam (譚光庭), a licensed former licensee with CE reference BGJ245. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-15 | 2017-04-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-06 | 2017-04-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-11-06 | 2017-04-07 |