Shing Kuen Yuen
袁承權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Kuen Yuen (袁承權), a licensed former licensee with CE reference AAG766. This person has 20.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-17 | 2026-03-01 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 - Asset management | 2022-01-17 | 2026-03-01 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-15 | 2020-07-28 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-15 | 2020-07-28 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-15 | 2020-07-28 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-03 | 2017-03-06 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-07-03 | 2017-03-06 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 - Advising on securities | 2007-05-04 | 2010-05-31 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 - Asset management | 2007-05-04 | 2010-05-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 - Asset management | 2004-11-25 | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Kuen Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.