Shing Kuen Yuen
袁承權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Kuen Yuen (袁承權), CE reference AAG766. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | 2026-03-01 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | 2026-03-01 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-15 | 2020-07-28 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-15 | 2020-07-28 |
| Ando Asset Management Limited 安道資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-15 | 2020-07-28 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-03 | 2017-03-06 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-07-03 | 2017-03-06 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2007-05-04 | 2010-05-31 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2007-05-04 | 2010-05-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2004-11-25 | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2013-09-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-11-27 |