Lai Ling Lau
劉麗玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ling Lau (劉麗玲), a licensed former licensee with CE reference AQU354. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-24 | 2013-09-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-04 | 2010-11-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-03 | 2008-08-01 |