Lai Ling Lau
劉麗玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ling Lau (劉麗玲), a licensed former licensee with CE reference AQU354. This person has 5.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-24 | 2013-09-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-04 | 2010-11-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-03 | 2008-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ling Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.