Nomura Securities (Hong Kong) Limited

CE No. AAK382 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Securities (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAK382. Current licensed staff on file: 0 (total recorded over time: 184). Earliest licence on file: 2010-02-01.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2013-10-15
Type 2 - Dealing in futures contracts 2010-02-01 2013-10-15
Type 4 - Advising on securities Pre-2003 2005-01-25
Type 6 - Advising on corporate finance Pre-2003 2005-01-25
Type 7 - Providing automated trading services 2010-04-30 2013-01-10
Type 9 - Asset management Pre-2003 2005-01-25

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (184)

Active on date
Name Activities First licensed To
Harrison Lok Sang Ho 何樂生 RO 2 Rep 2 2010-02 2013-05
Daisuke Mototani RO 1, 2 Rep 1, 2 2012-07 2013-05
Joohong Park Rep 1, 2 2009-01 2013-05
Minoru Shinohara 篠原實 RO 1, 2, 7 2009-04 2013-05
Jude Ho Yin Tam 譚顥賢 Rep 1, 2 2004-12 2013-05
Syed Asad Abbas Rep 1, 2 2010-06 2013-04
Takahiro Ambai 安倍貴博 Rep 2 2010-02 2013-04
Yeon Kyung An 安延卿 Rep 2 2011-08 2013-04
Sayaka Azuma Rep 2 2013-01 2013-04
Jean-Sebastien Pierre Bret Rep 1, 2 2008-12 2013-04
John Patrick Burns Rep 1, 2 2010-02 2013-04
Richard Anthony Byworth Rep 2 2010-02 2013-04
Ka Ying Chan 陳嘉盈 Rep 2 2010-02 2013-04
Wing Yin Chan 陳詠賢 Rep 2 2010-02 2013-04
San Tat Cheung 張新達 Rep 2 2010-02 2013-04
Wing Yan Cheung 張詠欣 Rep 2 2010-02 2013-04
Kenny Chong 莊嘉麟 Rep 1, 2 2008-12 2013-04
Ka Kei Chung 鍾家琦 Rep 1, 2 2011-09 2013-04
Suk Moon Chung 鄭碩紋 Rep 2 2012-03 2013-04
Anthony Francis Dalton Rep 1, 2 2012-09 2013-04
Lloyd Davies Rep 2 2010-10 2013-04
Michael Floyd Rep 2 2010-02 2013-04
Ilane-Yonathan Pierre Guez Rep 1, 2 2012-09 2013-04
Seamus Anthony Hanly Rep 2 2010-02 2013-04
Xin Hao 郝昕 Rep 2 2010-02 2013-04
Yasuko Hirabayashi Rep 2 2012-03 2013-04
Masao Inukai 犬養昌生 Rep 2 2010-02 2013-04
Sudhanshu Kajbaje Rep 1, 2 2012-12 2013-04
Katsuhito Kato 加藤勝仁 Rep 2 2010-02 2013-04
Michiko Kawahara Rep 2 2010-02 2013-04
Ming Tung Ko 高銘東 Rep 1, 2 2012-09 2013-04
Matthias Koerber Rep 1, 2 2010-02 2013-04
Herman Kai Man Lam 林啟文 Rep 2 2010-05 2013-04
Yau Fong Lau 劉幽芳 Rep 2 2010-02 2013-04
Yee Wan Leung 梁綺雲 Rep 2 2010-02 2013-04
Yue Hin Lo 羅宇軒 Rep 1, 2 2010-07 2013-04
James Kuo Sheng Luk 陸覺生 Rep 1, 2 2011-08 2013-04
Hin Chun Mak 麥顯俊 Rep 2 2010-02 2013-04
Ciaran Peter Mc Carron Rep 2 2010-05 2013-04
Ken Miyashiro Rep 2 2011-09 2013-04
Alexander James Montgomery Rep 2 2010-07 2013-04
Hajime Nakanishi 中西基 Rep 2 2010-12 2013-04
Hye-Na Neuber Rep 1, 2 2010-06 2013-04
James Finlay O'Neile Rep 2 2010-02 2013-04
Peter Chi Kin Poon 潘子健 Rep 2 2010-02 2013-04
Shuk Fan Poon 潘淑芬 Rep 2 2010-02 2013-04
Matthew Christopher Read Rep 2 2010-02 2013-04
Jonathan David Ryan Rep 1, 2 2008-12 2013-04
Yoichiro Sano Rep 2 2010-02 2013-04
Sourabh Sharashchandra Shaha Rep 1, 2 2011-09 2013-04
Jeroen Willibrord Erlend van der Ven Rep 1, 2 2011-12 2013-04
Richard Dean Winspear Rep 2 2010-02 2013-04
Michael Hong Da Woo 胡宏達 Rep 2 2010-02 2013-04
Jake Robert Wright Rep 2 2011-09 2013-04
Richard Wright Rep 2 2010-07 2013-04
Minoru Yagi Rep 2 2012-09 2013-04
Yuk Wah Yeung 楊毓華 Rep 2 2010-02 2013-04
Masashi Yonezawa Rep 2 2012-12 2013-04
Koji Yoshida 吉田幸司 Rep 2 2010-02 2013-04
Brian John Corbett Rep 1, 2 2011-10 2013-04
Jean El-Khoury RO 1, 2, 7 Rep 1, 2 2011-01 2013-04
Anthony Joseph Nate Rep 1, 2 2008-12 2013-04
Emmanuel Slezack Rep 1, 2 2011-03 2013-04
Jonathan Philip Wong 黃俊皓 Rep 2 2011-08 2013-04
Mabel Wong 黃美寶 Rep 2 2010-02 2013-04
Ji Bak Chung 鄭知博 Rep 2 2010-12 2013-03
Kwok Fai Chak 翟國輝 Rep 1, 2 2011-01 2013-03
David Tai Yuen Lam 林大源 RO 1, 2 2013-01 2013-03
Haoyi Li 李豪翼 Rep 2 2010-07 2013-03
Wai Kei Leung 梁偉基 Rep 1, 2 2008-12 2013-02
John Joseph Adair RO 1, 2, 7 2012-03 2013-01
Richard John Peter Gill Rep 2 2010-02 2013-01
Alexandra Ying Ning Loh Rep 1, 2 2012-09 2013-01
Aditya Rajaraman Rep 1, 2 2012-09 2013-01
Yen Ying Lu 呂彥穎 Rep 1, 2 2011-07 2012-12
Neil Iain McLean Rep 2 2010-02 2012-12
Shin Asano 淺野真 RO 2 Rep 2 2010-02 2012-12
Paul Richard Beresford Rep 2 2010-02 2012-12
Crisostomo Medardo Felicisimo Cultura 顧鎮廷 Rep 1 2008-11 2012-12
Oliver Giles Spensley Rep 1, 2 2010-09 2012-12
Cormac Joseph Thompson Rep 2 2010-02 2012-12
Robert Karl Laible RO 1, 7 2010-04 2012-11
Hye Rin Ra 羅慧璘 Rep 2 2012-09 2012-10
Derek Wai Hon Tong 唐偉瀚 Rep 2 2010-02 2012-10
Nicholas John Horsley-Heather Rep 1, 2 2009-11 2012-09
Chengze Chen Rep 1, 2 2008-12 2012-08
Jack Hsin-Chou Yao 姚信州 Rep 1, 2 2008-12 2012-08
Joseph Han Wai Lau 劉恆瑋 Rep 1, 2 2008-12 2012-08
Wei Mao 毛威 Rep 1, 2 2009-07 2012-08
Douglas Samuel Goodwin Rep 1, 2 2009-12 2012-07
Paul Tiernan Dolan RO 1, 2, 7 Rep 2 2010-02 2012-07
Kei Yuen Yeung 楊紀元 Rep 1, 7 2010-06 2012-07
Gaurav Arora Rep 1, 2 2009-01 2012-06
Christopher Lam Jung 曾俊文 Rep 1, 2 2011-08 2012-06
Bharathan Kanthimathinathan Balasubramanian Rep 1, 2 2010-03 2012-06
Minoru Fujita Rep 2 2010-02 2012-06
David Sacha Megret-Merger Rep 2 2010-02 2012-06
Thomas Mennesson Rep 1, 2 2008-12 2012-06
Mayumi Kato 加藤真由美 Rep 2 2010-02 2012-05
Hisako Kobayashi Rep 2 2010-02 2012-05
Showing 1–100 of 184

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