Anthony Francis Dalton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Francis Dalton ( ), a licensed former licensee with CE reference AXW314. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-28 | 2013-08-27 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-09-28 | 2013-04-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-09-21 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2013-08-27 |