Ann An Yee Lo
羅安宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann An Yee Lo (羅安宜), CE reference BPF575. Currently licensed at 1 firm(s): JPMorgan Funds (Asia) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-19 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-19 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-01-06 | 2025-05-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-01-06 | 2025-05-02 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-19 | 2020-11-20 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-19 | 2020-11-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2019-12-19 | 2020-11-20 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2019-12-19 | 2020-11-20 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-12-19 | 2020-11-20 |