Ee Kay Geoffrey Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ee Kay Geoffrey Wong ( ), a licensed former licensee with CE reference BFZ518. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-11-21 | 2019-11-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-11-21 | 2019-11-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-09-12 | 2019-09-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-09-12 | 2019-09-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-06 | 2019-03-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-03-06 | 2019-03-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-04-04 | 2018-04-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-04-04 | 2018-04-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-11-23 | 2017-11-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-11-23 | 2017-11-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-09-05 | 2017-09-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-09-05 | 2017-09-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-24 | 2016-12-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-11-24 | 2016-12-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-02 | 2016-06-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-02 | 2016-06-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-13 | 2015-08-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-08-13 | 2015-08-19 |