Richard Anthony Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Johnson ( ), a licensed former licensee with CE reference BGJ124. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-01-04 | 2019-05-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-01-04 | 2019-05-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-22 | 2015-10-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-22 | 2015-10-24 |