Thomas Digenan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Digenan ( ), a licensed former licensee with CE reference BHD359. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-11-07 | 2019-11-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-11-07 | 2019-11-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-25 | 2018-10-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-25 | 2018-10-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-03-15 | 2018-06-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-03-15 | 2018-06-01 |