Seung Wook Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Wook Kim ( ), a licensed former licensee with CE reference BDF810. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-01 | 2017-04-30 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-03-01 | 2017-04-30 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-05 | 2017-02-28 |
| South Mountain Asset Management Limited |
RO | Type 9 — Asset management | 2016-06-14 | 2017-06-23 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 9 — Asset management | 2014-09-01 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2016-12-05 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-04-09 | 2014-09-01 |