Seung Wook Kim

CE No. BDF810 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Wook Kim (), a licensed former licensee with CE reference BDF810. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 1 — Dealing in securities 2017-03-01 2017-04-30
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 9 — Asset management 2017-03-01 2017-04-30
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
RO Type 1 — Dealing in securities 2016-12-05 2017-02-28
South Mountain Asset Management Limited
RO Type 9 — Asset management 2016-06-14 2017-06-23
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
RO Type 9 — Asset management 2014-09-01 2017-02-28
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
Rep Type 1 — Dealing in securities 2014-04-09 2016-12-05
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
Rep Type 9 — Asset management 2014-04-09 2014-09-01

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