Jun Oh Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Oh Kim ( ), a licensed former licensee with CE reference BDR339. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-08 | 2024-12-31 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2020-07-08 | 2024-12-31 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-28 | 2020-07-08 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-12-28 | 2020-07-08 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2018-10-24 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-01 | 2018-10-24 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-22 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-07-03 | 2017-02-28 |