Mingzhe Jin
金明哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingzhe Jin (金明哲), a licensed former licensee with CE reference AUJ261. This person has 13.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-19 | 2023-01-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-19 | 2023-01-24 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-20 | 2023-01-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-13 | 2018-11-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-13 | 2018-11-19 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2018-01-31 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-01 | 2018-01-31 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-01 | 2018-01-31 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-02-17 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-19 | 2017-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingzhe Jin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.