Sangjoon Kim
金尚俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sangjoon Kim (金尚俊), a licensed former licensee with CE reference AZY506. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-04-02 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-18 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-01 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-01 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-03-01 | 2023-07-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-10-26 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-14 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-08-14 | 2017-02-28 |