Hee Kwon Kim
金曦權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hee Kwon Kim (金曦權), a licensed former licensee with CE reference AWL172. This person has 4.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-01 | 2017-12-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-01 | 2017-12-29 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-03-01 | 2017-12-29 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-05-20 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-05-20 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-05-20 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-17 | 2015-05-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-17 | 2015-05-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-17 | 2015-05-20 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-02 | 2012-09-13 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-02 | 2012-09-13 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-02-17 | 2012-09-13 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-08 | 2012-03-02 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-08 | 2012-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hee Kwon Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.