Jong Son Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jong Son Kim, a licensed former licensee with CE reference AFP079. This person has 14.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-18 | 2017-12-01 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-18 | 2017-12-01 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 - Asset management | 2017-09-18 | 2017-12-01 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-01 | 2017-12-01 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-01 | 2017-12-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-09 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jong Son Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.