Jong Son Kim

CE No. AFP079 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jong Son Kim (), a licensed former licensee with CE reference AFP079. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2017-09-18 2017-12-01
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 6 — Advising on corporate finance 2017-09-18 2017-12-01
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 9 — Asset management 2017-09-18 2017-12-01
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 1 — Dealing in securities 2017-03-01 2017-12-01
Mirae Asset Securities (HK) Limited
未來資產證券(香港)有限公司
RO Type 4 — Advising on securities 2017-03-01 2017-12-01
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
RO Type 1 — Dealing in securities present 2017-02-28
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
RO Type 4 — Advising on securities present 2017-02-28
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
RO Type 6 — Advising on corporate finance present 2004-11-09
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
RO Type 9 — Asset management present 2004-11-09

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